The SEC's Silicon Valley Initiative and Implications for Late Stage Private Companies and Investors

Please join us for a General Counsel Series discussion of the issues raised by the SEC and how the SEC’s heightened focus on Silicon Valley could impact your company. Our panel of experts will highlight the areas of interest for both companies and investors and provide practical guidance for dealing with an increasingly engaged SEC on a broad range of topics, including:

  • Challenges of managing pre-IPO secondary transactions
  • Increased scrutiny of late stage private company governance, controls, and investor protections
  • Raising capital in a volatile market

The panel will also address Delaware law issues that arise in this context for late stage private companies—including relating to restricting secondary transfers of stock, disclosure obligations, and other governance matters.

Seminar Information
Seminar Date:
June 13, 2016
The SEC's Silicon Valley Initiative and Implications for Late Stage Private Companies and Investors
Speaker Information
Jon Avina
Steve Bochner
Amy Simmerman
Allison Spinner
Individual topic purchase: Selected
New York
Professional Practice Credits: 1.50
Texas
General Credits: 1.50
California Paralegal
General Credits: 1.50
California
General Credits: 1.50
Products
Streaming + MP4 Download
This Seminar is presented free of charge.