Officers, directors and other "insiders" of public companies are subject to complex rules and disclosure requirements when it comes to acquiring and selling stock. To help our clients avoid legal landmines, Wilson Sonsini Goodrich & Rosati will present a seminar on the Fundamentals of Officer and Director Stock Transactions. This seminar will provide fundamental guidelines for avoiding legal liabilities, best practices for complete and timely SEC reporting, tools to identify common issues in insider stock transactions proactively, and practical tips to help you and your insiders avoid costly mistakes.
Topics to be discussed include:
- Insider Trading Law – what the law is and the consequences of violating it
- Insider Trading Policies – implementing practices to avoid insider trading issues
- Section 16 Reporting and Liability – timely disclosure of stock transactions and avoiding liability
- Rule 144 – processes for selling stock under the revised rules
- 13D/G Compliance – special filing requirements for large stockholders